Company Information

Get to know Puma Capital

Founded in 2008, Puma Capital, LLC is a FINRA-registered broker-dealer and investment bank headquartered in New York City. The firm provides institutional-focused financial services, including equity trading, fixed income trading, and market making, where it acts as a principal market maker in over 5,000 NMS, OTCQX, OTCQB, and Pink Sheet securities. Additionally, its investment banking division offers advisory services on mergers and acquisitions, capital raising, and other corporate finance matters for public companies, institutions, and high-net-worth individuals.

Industry

Stock BrokerPRIMARY
Financial Other Service
Technology Software Trading Platform

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Puma Capital

United States

Founded in

2008 (18 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

Licenses

--/40

Reviews

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Markets.com

(326 reviews)

United States

2008

(18 years)

Security Information :

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Security Information

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This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.