Company Information

Get to know Northeast Securities

Founded in 1988 and headquartered in Changchun, Jilin Province, Northeast Securities Co., Ltd. is one of China's earliest established securities companies. It became a publicly-listed company on the Shenzhen Stock Exchange (stock code: 000686) in 2007. The company operates a full-service business model, providing a wide range of financial services including securities brokerage, investment banking (underwriting and sponsorship), asset management, proprietary investment, credit services, and research. With an extensive network of branches across China, Northeast Securities is committed to serving individual, institutional, and corporate clients, focusing on wealth management and value creation.

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Financial InvestmentPRIMARY
Financial Other Service

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Northeast Securities

United States

Founded in

1989 (37 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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Regulated

Recommended

(73 reviews)

Cyprus

2009

(17 years)

Security Information :

CySEC

FSCA

DFSA

Security Information

Warning

This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.