Company Information

Get to know Luxor Financial Group/Broker Dealer/Registered Investment Adviser Experts

Luxor Financial Group, Inc. was a financial services firm headquartered in Great Neck, New York, that operated as a registered broker-dealer with FINRA (CRD# 124235) and a Registered Investment Adviser (RIA) with the SEC. The firm provided brokerage and investment advisory services to its clients. According to public regulatory records, its registrations with both FINRA and the SEC were terminated in early 2021, and the company ceased operations. The firm had a documented history of regulatory actions from FINRA related to failures in its supervisory systems, reporting, and anti-money laundering programs.

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Stock BrokerPRIMARY
Financial Other Service

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Luxor Financial Group/Broker Dealer/Registered Investment Adviser Experts

United States

Founded in

2004 (22 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

Licenses

--/40

Reviews

--/60

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TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.

Regulated

Recommended

IUX

(2,283 reviews)

Mauritius

2015

(10 years)

Security Information :

FSCA

FSC

ASIC

Security Information

Warning

This company is currently Unproved.

Please be cautious of the potential risks!

License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.