Community
TrustFinance is trustworthy and accurate information you can rely on. If you are looking for financial business information, this is the place for you. All-in-One source for financial business information. Our priority is our reliability.
United States
1971 (55 Years)
Last online: No recent activity
Be the first to rate and review this company.
Provided by TrustFinance
Be the first to rate and review this company.
Warning
This company is currently Unproved.
Please be cautious of the potential risks!
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Get to know kms financial services, inc.
Company Information
Get to know kms financial services, inc.
Founded in 1971 and headquartered in Seattle, Washington, KMS Financial Services, Inc. operated as a full-service independent broker-dealer and a registered investment adviser (RIA). The firm's core mission was to support the success of independent financial professionals by offering a comprehensive platform that included investment products, wealth management services, technology, and compliance oversight. It was known for fostering a collaborative culture and providing personalized support to its network of advisors, primarily in the Western United States. In 2017, KMS was acquired by Ladenburg Thalmann Financial Services, which was subsequently acquired by Advisor Group (now Osaic) in 2020. As a result, KMS has been fully integrated into the Osaic network, and its independent operations have ceased.
Industry
Contact
-
-
-
-
Social
Company hasn't updated its information.
Reviews
Total 0
Filter
5 Star
4 Star
3 Star
2 Star
1 Star
Sort by
AI Review analysis
Let’s TrustFinance AI Summarize all the reviews for you.
Provided by TrustFinance AI Analysis
AI Review analysis
Let’s TrustFinance AI Summarize all the reviews for you.
Provided by TrustFinance AI Analysis