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United States
1991 (35 Years)
Last online: No recent activity
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This company is currently Unproved.
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License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Get to know Harris Williams & Co.
Company Information
Get to know Harris Williams & Co.
Founded in 1991, Harris Williams & Co. has become a leading global investment bank focused on providing merger and acquisition (M&A) and capital advisory services. The firm primarily serves middle-market companies across a wide range of industries, leveraging deep industry expertise to achieve optimal outcomes for its clients. Harris Williams is known for its hands-on, senior-level attention throughout the entire transaction process. Since 2005, it has operated as a subsidiary of The PNC Financial Services Group, Inc., which enhances its capabilities while allowing it to maintain its distinct advisory culture.
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