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fas financial advisor services
Switzerland
Founded in
2015 (11 Years)
Founded
Last online: No recent activity
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OVERALL SCORE
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Security Information
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This company is currently Unproved.
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License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Company Information
Get to know fas financial advisor services
Company Information
Get to know fas financial advisor services
Financial Advisor Services, Inc. operates as a business unit within LPL Financial, one of the largest independent broker-dealers in the United States. FAS is not a direct-to-consumer advisory firm but rather a B2B service provider. Its mission is to empower independent financial advisors by offering a suite of solutions, including transition assistance for advisors moving their practice, marketing support, technology platforms, and operational services. This model allows financial advisors to outsource many back-office and business management functions, enabling them to focus more on serving their clients and growing their practice under the LPL Financial umbrella.
Industry
- Financial Other ServicePRIMARY
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