Unproved
Unproved
Davis Securities LLC
United States
Founded in
2005 (21 Years)
Founded
Last online: No recent activity
OVERALL SCORE
Others
--/10
Reviews
43/90
6 reviews
Provided by TrustFinance
OVERALL SCORE
Others
--/10
Reviews
43/90
6 reviews
Provided by TrustFinance
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Security Information
FINRA...
LMP Status:InactiveLicenses No: CRD#: 138829
SEC
LMP Status:InactiveLicenses No: SEC#: 8-67174
What are the differences in regulations for each
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.
Company Information
Get to know Davis Securities LLC
Company Information
Get to know Davis Securities LLC
Founded in 1993, Davis Securities LLC is an independent investment banking firm headquartered in New York City. The company specializes in providing financial advisory services to middle-market and emerging growth companies. Its core services include mergers and acquisitions (M&A) advisory, private placements of debt and equity, and strategic advisory services such as fairness opinions and valuations. The firm is a registered broker-dealer with the SEC and a member of FINRA and SIPC.
Industry
- Financial InvestmentPRIMARY
- Forex Prime Broker
- Stock Prime Broker
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Reviews
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Review Analytic
A
airnelson.fly
Direct
Excellent
Overall Thought
This is a boutique management institute, the have unique ways of managing financial services and investment with there unique products and top notch customer service professionals, very easy and transparent services, I highly recommend them to friends and family. Kudos...Davis securities LLC
Aug 18, 2023
A
TJ
Direct
Average
Overall Thought
They provide the best customer services and products. I am very happy and satisfied with this the customer services and products of this company. This company is less expensive. It is very easy to use and amazing. This company is highly secured and trustworthy I feel secured with it.
Feb 25, 2023
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