Company Information

Get to know Cetera Advisors LLC

Cetera Advisors LLC is a part of Cetera Financial Group, one of the largest networks of independent financial professionals in the United States. The firm operates as both a broker-dealer, registered with the Financial Industry Regulatory Authority (FINRA), and a registered investment adviser (RIA) with the U.S. Securities and Exchange Commission (SEC). Its business model focuses on empowering independent financial advisors with the resources, technology, and support needed to offer personalized financial planning, investment advice, and wealth management solutions to their individual and institutional clients. The firm supports a culture of independence, allowing advisors to build their own practices while leveraging the scale and compliance oversight of the larger Cetera network.

Industry

Financial Wealth ManagementPRIMARY
Financial Other Service

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Cetera Advisors LLC

United States

Founded in

1981 (45 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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BridgerPay

(180 reviews)

Cyprus

2017

(9 years)

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Security Information

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.