Company Information

Get to know Caldwell Group

The Caldwell Group of Companies, founded in 1980 by Thomas S. Caldwell, C.M., is an independent Canadian financial services entity. It operates primarily through its main subsidiaries: Caldwell Investment Management Ltd., which focuses on portfolio management and offers a family of mutual funds, and Caldwell Securities Ltd., an investment dealer and member of the Canadian Investment Regulatory Organization (CIRO). The group is dedicated to providing independent, client-focused investment advice and wealth management services to private clients, advisors, and institutions, emphasizing long-term growth and capital preservation.

Industry

Financial Wealth ManagementPRIMARY
Financial Insurance
Financial Other Service

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Caldwell Group

United States

Founded in

2009 (17 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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Regulated

Recommended

IUX

(2,283 reviews)

Mauritius

2015

(10 years)

Security Information :

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ASIC

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Warning

This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.