Company Information

Get to know B Riley Boca

B. Riley Wealth Management is a key subsidiary of B. Riley Financial, Inc. (NASDAQ: RILY), a diversified financial services platform. The firm offers a wide range of services including financial and estate planning, investment management, and corporate and executive services. With a history rooted in client-centric advisory, the company leverages the extensive resources of its parent company to provide tailored solutions that address the complex financial needs of its clients through a network of experienced financial advisors across the United States.

Industry

Financial Wealth ManagementPRIMARY
Financial Other Service

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B Riley Boca

United States

Founded in

2022 (4 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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BridgerPay

(180 reviews)

Cyprus

2017

(9 years)

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Security Information

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This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.