Company Information

Get to know AdvisorLaw, LLC

AdvisorLaw, LLC is a law firm founded in 2013 that specializes in representing financial professionals and firms across the United States. Their primary mission is to defend financial advisors in disputes with regulators such as the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC), and state securities commissioners. Their services include handling regulatory investigations, employment transitions, promissory note disputes, customer complaints, and the expungement of disclosures from an advisor's record (CRD/BrokerCheck).

Industry

Financial Legal ServicePRIMARY
Financial Other Service

Contact

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AdvisorLaw, LLC

United States

Founded in

2016 (10 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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Reviews

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TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.

Regulated

Recommended

IUX

(2,284 reviews)

Mauritius

2015

(10 years)

Security Information :

FSCA

FSC

ASIC

Security Information

Warning

This company is currently Unproved.

Please be cautious of the potential risks!

License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.