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United States
2014 (12 Years)
Last online: No recent activity
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License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Get to know Steward Partners Consulting Solutions
Company Information
Get to know Steward Partners Consulting Solutions
Founded in 2013, Steward Partners Global Advisory, LLC is an employee-owned, full-service independent financial services firm. The company operates on a partnership model, providing a platform for advisors to offer comprehensive wealth management solutions to individuals, families, and institutions. They are associated with Raymond James Financial Services, Inc. for brokerage and clearing services. The firm's mission is to create a supportive, collaborative culture for its partners (advisors) and to put clients' needs first by offering a wide range of financial planning, investment management, and institutional consulting services, including the services offered through its "Consulting Solutions" division.
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