Company Information

Get to know FrontLine Compliance

Founded in 2006 by President and Founder Amy Lynch, FrontLine Compliance is a national compliance consulting firm that provides comprehensive and customized compliance solutions to the financial services industry. The company partners with investment advisers, broker-dealers, private funds, and other financial institutions to help them meet their regulatory obligations. Their services include ongoing compliance program management, regulatory exam support, outsourced Chief Compliance Officer (CCO) roles, and cybersecurity consulting.

Industry

Financial Legal ServicePRIMARY
Financial Other Service

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FrontLine Compliance

United States

Founded in

2006 (20 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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Markets.com

(326 reviews)

United States

2008

(18 years)

Security Information :

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Security Information

Warning

This company is currently Unproved.

Please be cautious of the potential risks!

License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.