AAA Capital Investment, Inc.-Wholesale

AAA Capital Investment, Inc. was a financial services company established in California, registered as a broker-dealer with the Financial Industry Regulatory Authority (FINRA). The firm provided investment and brokerage services to its clients. However, its registration with FINRA was terminated in July 2007, and the firm was subsequently expelled from FINRA membership for failing to comply with regulatory requirements, including the failure to pay fines and/or costs related to a disciplinary action. The company is no longer in operation.