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tastytrade

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美利坚合众国

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2011 (14 )

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了解 tastytrade

Founded in 2011 by the creators of thinkorswim (Tom Sosnoff and Scott Sheridan) as tastyworks, and later rebranded to tastytrade in 2023, the company is a high-speed online brokerage platform designed to empower self-directed investors. Its mission is to provide sophisticated tools, educational content, and low commissions to make complex products like options, futures, and futures options accessible to active retail traders. The firm is known for its strong integration with its affiliate financial media network, "tastylive," which provides live trading analysis and education. In 2021, tastytrade was acquired by IG Group, a global leader in online trading.

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研究日期: Thg 02 28, 2025

Tastytrade, Inc. has been fined $30,000 by FINRA for failing to maintain a supervisory system to monitor outside securities accounts of its employees. From July 2021 to July 2023, the firm did not adequately review these accounts for potential violations, leading to significant delays in compliance checks. Tastytrade updated its supervisory procedures in July 2023 following these issues. The firm has been a FINRA member since 2016 and provides self-directed trading services to retail investors.

Tastytrade, Inc. has been fined $30,000 by FINRA for failing to maintain a supervisory system to monitor outside securities accounts of its employees. From July 2021 to July 2023, the firm did not adequately review these accounts for potential violations, leading to significant delays in compliance checks. Tastytrade updated its supervisory procedures in July 2023 following these issues. The firm has been a FINRA member since 2016 and provides self-directed trading services to retail investors.

FINRA has fined tastytrade, a retail trading platform and subsidiary of IG Group, $30,000 for inadequate supervision of employees' outside trading accounts from July 2021 to June 2023. The firm failed to maintain a proper supervisory system, resulting in significant delays in reviewing trading activities. Despite this sanction, IG Group's stock price remained unaffected. Tastytrade has since updated its supervisory procedures to address these issues.

FINRA has fined tastytrade, a retail trading platform and subsidiary of IG Group, $30,000 for inadequate supervision of employees' outside trading accounts from July 2021 to June 2023. The firm failed to maintain a proper supervisory system, resulting in significant delays in reviewing trading activities. Despite this sanction, IG Group's stock price remained unaffected. Tastytrade has since updated its supervisory procedures to address these issues.

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