安全信息
警告
该公司目前 未经证实.
请注意潜在风险！
牌照
甲級牌照
由全球知名监管机构颁发，这些许可证通过严格的合规性、资金隔离、保险和定期审计，确保最高程度的交易者保护。争议解决和遵守 AML/CTF 标准进一步提高了安全性。
B 級牌照
由受尊敬的区域监管机构授予，这些许可证提供强大的安全措施，例如资金隔离、财务报告和补偿计划。虽然没有等级 1 那么严格，但它们提供可靠的区域保护。
C 級牌照
由新兴市场的监管机构颁发，这些许可证提供基本保护，例如最低资本要求和 AML 政策。监管较不严格，因此交易者应谨慎行事并验证安全措施。
D 級牌照
来自监管最少的司法管辖区，这些许可证通常缺乏关键保护，例如资金隔离和保险。虽然它们对运营弹性很有吸引力，但它们对交易者构成较高的风险。
公司資料
了解 Federation of Mutual Fund Dealers
公司資料
了解 Federation of Mutual Fund Dealers
The Mutual Fund Dealers Association of Canada (MFDA) was the national self-regulatory organization (SRO) for the Canadian mutual fund industry. Established in 1998, its mandate was to protect investors by regulating the operations, standards of practice, and business conduct of its member firms and their representatives across Canada (except in Québec). On January 1, 2023, the MFDA amalgamated with the Investment Industry Regulatory Organization of Canada (IIROC) to form the New Self-Regulatory Organization of Canada (New SRO). This new entity was officially renamed the Canadian Investment Regulatory Organization (CIRO) on June 1, 2023. CIRO now oversees all investment dealers, mutual fund dealers, and trading activity on Canada’s debt and equity marketplaces, consolidating the regulatory framework to enhance investor protection and market integrity.
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