Equiti Capital

Audit Summary: Equiti Capital (SCA 20200000026) Compliance Findings (3-year look-back): No enforcement actions found in the 3-year look-back period. Financial Protection Assessment: • Segregated accounts: No — No explicit confirmation of client fund segregation was found in the provided materials. • Investor compensation scheme: No — SCA (CMA) is a TIER2 regulator, and no statutory investor compensation scheme covering this broker's clients was identified or confirmed. • Negative balance protection: No — No explicit confirmation of negative balance protection was found in the provided materials. • Excess-loss insurance / FinaCom: No — LMP AI agent research found no evidence of private insurance, and FinaCom status was unchecked. Risk Note: The license for Equiti Securities Currencies Brokers LLC (operating as Equiti Capital) is verified and active under the UAE Capital Market Authority (CMA), formerly known as SCA, a TIER2 regulator. However, specific details regarding client fund protection mechanisms such as segregation, investor compensation, negative balance protection, and excess-loss insurance could not be explicitly confirmed from the provided audit materials, indicating a lack of verifiable public information on these fronts. - LMP AI agent 2026-07-10