DỊCH VỤ NÀY KHÔNG CÓ SẴN Ở KHU VỰC CỦA BẠN

A.T. Financial Group Inc.

Canada

Năm

1990 (36 Năm)

Được thành lập

Trực tuyến lần cuối: Không có hoạt động gần đây

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FTD LIMITED

(505 đánh giá)

British Virgin Islands

2017

(9 năm)

Thông tin Bảo mật :

BVI FSC

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Cảnh báo

Công ty này hiện đang Chưa được chứng minh.

Hãy thận trọng với những rủi ro tiềm ẩn!

Giấy phép

Giấy phép hạng A

Được cấp bởi các cơ quan quản lý nổi tiếng toàn cầu, các giấy phép này đảm bảo sự bảo vệ cao nhất cho nhà giao dịch thông qua tuân thủ nghiêm ngặt, tách biệt quỹ, bảo hiểm và kiểm toán thường xuyên. Giải quyết tranh chấp và tuân thủ các tiêu chuẩn AML/CTF giúp tăng cường bảo mật hơn nữa.

Giấy phép hạng B

Được cấp bởi các cơ quan quản lý khu vực uy tín, các giấy phép này cung cấp các biện pháp an toàn mạnh mẽ như tách biệt quỹ, báo cáo tài chính và chương trình bồi thường. Mặc dù ít nghiêm ngặt hơn so với Cấp 1, nhưng chúng cung cấp sự bảo vệ khu vực đáng tin cậy.

Giấy phép hạng C

Được cấp bởi các cơ quan quản lý tại các thị trường mới nổi, các giấy phép này cung cấp các biện pháp bảo vệ cơ bản như yêu cầu vốn tối thiểu và chính sách AML. Giám sát ít nghiêm ngặt hơn, vì vậy các nhà giao dịch nên thận trọng và xác minh các biện pháp an toàn.

Giấy phép hạng D

Từ các khu vực pháp lý có sự giám sát tối thiểu, các giấy phép này thường thiếu các biện pháp bảo vệ quan trọng như tách biệt quỹ và bảo hiểm. Mặc dù hấp dẫn về tính linh hoạt trong hoạt động, nhưng chúng gây ra rủi ro cao hơn cho các nhà giao dịch.

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Làm quen A.T. Financial Group Inc.

Hiển thị thêm

Thông tin công ty

Làm quen A.T. Financial Group Inc.

Founded in 1982 by Art Telling, A.T. Financial Group Inc. is a financial services company based in British Columbia, Canada. The firm focuses on providing comprehensive wealth management solutions, including retirement planning, tax and estate planning, investment management, and insurance services for individuals and families. For businesses, they offer specialized services such as group benefits, group retirement plans, and business succession planning. Their stated mission is to bring clarity, confidence, and capability to their clients' financial futures through personalized strategies.

Hiển thị thêm

Ngành công nghiệp

Tài chính Quản lý tài sảnCHÍNH
Tài chính Dịch vụ khác
Ngoại hối Nhà môi giới bán lẻ

Phần mềm

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Liên hệ

Mạng xã hội

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Đánh giá

A.T. Financial Group Inc. Đánh giá

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Xếp

Bộ lọc

Thông tin công ty

Làm quen A.T. Financial Group Inc.

Hiển thị thêm

Thông tin công ty

Làm quen A.T. Financial Group Inc.

Founded in 1982 by Art Telling, A.T. Financial Group Inc. is a financial services company based in British Columbia, Canada. The firm focuses on providing comprehensive wealth management solutions, including retirement planning, tax and estate planning, investment management, and insurance services for individuals and families. For businesses, they offer specialized services such as group benefits, group retirement plans, and business succession planning. Their stated mission is to bring clarity, confidence, and capability to their clients' financial futures through personalized strategies.

Hiển thị thêm

Ngành công nghiệp

Tài chính Quản lý tài sảnCHÍNH
Tài chính Dịch vụ khác
Ngoại hối Nhà môi giới bán lẻ

Phần mềm

Không có dữ liệu có sẵn

Có vẻ như phần này trống. Hãy quay lại sớm để cập nhật!

Liên hệ

Mạng xã hội

Công ty chưa cập nhật thông tin.

Tin tức

TrustFinance Cơ quan Tình báo

Ngày nghiên cứu: Thg 05 14, 2026

FINRA has fined three broker-dealers in the Cetera network a total of $1.1 million for deficiencies in their supervisory and anti-money laundering (AML) controls related to low-priced securities. The firms, Cetera Advisors, Cetera Wealth Services, and Cetera Investment Services, failed to adequately monitor transactions and detect suspicious activities from March 2019 to August 2021. Issues included weak controls for handling deposits and sales of low-priced securities and insufficient procedures to identify and report suspicious transactions. The firms have agreed to the sanctions without admitting wrongdoing and must certify remediation efforts within 180 days.

FINRA has fined three broker-dealers in the Cetera network a total of $1.1 million for deficiencies in their supervisory and anti-money laundering (AML) controls related to low-priced securities. The firms, Cetera Advisors, Cetera Wealth Services, and Cetera Investment Services, failed to adequately monitor transactions and detect suspicious activities from March 2019 to August 2021. Issues included weak controls for handling deposits and sales of low-priced securities and insufficient procedures to identify and report suspicious transactions. The firms have agreed to the sanctions without admitting wrongdoing and must certify remediation efforts within 180 days.

The content explains the role and operation of brokerage firms, which act as intermediaries between buyers and sellers of financial products like stocks and bonds. It discusses different types of brokerages, including full-service, discount, and robo-advisors, detailing their services, fee structures, and target clients. Additionally, it highlights the differences between independent and captive brokerages regarding their product offerings and fiduciary responsibilities. The article emphasizes the importance of understanding these aspects when choosing a brokerage service to meet individual financial needs.

The content explains the role and operation of brokerage firms, which act as intermediaries between buyers and sellers of financial products like stocks and bonds. It discusses different types of brokerages, including full-service, discount, and robo-advisors, detailing their services, fee structures, and target clients. Additionally, it highlights the differences between independent and captive brokerages regarding their product offerings and fiduciary responsibilities. The article emphasizes the importance of understanding these aspects when choosing a brokerage service to meet individual financial needs.

The content provides a comprehensive guide on SageSure Insurance, detailing its insurance ratings, product offerings, financial strength, customer feedback, and overall worthiness for brokers. SageSure, as a Managing General Underwriter (MGU), does not have traditional insurance ratings from major agencies but holds an 'A' rating from the Better Business Bureau. The guide outlines various insurance products offered by SageSure, including homeowners' insurance, landlord insurance, flood insurance, and commercial property insurance. It also highlights customer experiences, noting mixed reviews regarding service and claim handling. Brokers are advised to approach SageSure with caution due to the lack of independent financial ratings and inconsistent customer feedback.

The content provides a comprehensive guide on SageSure Insurance, detailing its insurance ratings, product offerings, financial strength, customer feedback, and overall worthiness for brokers. SageSure, as a Managing General Underwriter (MGU), does not have traditional insurance ratings from major agencies but holds an 'A' rating from the Better Business Bureau. The guide outlines various insurance products offered by SageSure, including homeowners' insurance, landlord insurance, flood insurance, and commercial property insurance. It also highlights customer experiences, noting mixed reviews regarding service and claim handling. Brokers are advised to approach SageSure with caution due to the lack of independent financial ratings and inconsistent customer feedback.

The website provides information about its training data, which is current up to October 2023.

The New York Tax Appeals Tribunal ruled on the case of Jefferies Group LLC & Subsidiaries, affirming the taxpayer's decision to treat cash on hand and deposits as investment capital and interest income as investment income. The Tribunal found that the taxpayer must source broker-dealer receipts based on the mailing address of institutional intermediaries, rejecting the Division of Taxation's approach. Additionally, the Tribunal agreed that significant portions of the taxpayer's investment tax credits and employment incentive credits were improperly disallowed. This ruling has implications for all New York corporate taxpayers, encouraging them to consider the findings in relation to their own tax situations.

The New York Tax Appeals Tribunal ruled on the case of Jefferies Group LLC & Subsidiaries, affirming the taxpayer's decision to treat cash on hand and deposits as investment capital and interest income as investment income. The Tribunal found that the taxpayer must source broker-dealer receipts based on the mailing address of institutional intermediaries, rejecting the Division of Taxation's approach. Additionally, the Tribunal agreed that significant portions of the taxpayer's investment tax credits and employment incentive credits were improperly disallowed. This ruling has implications for all New York corporate taxpayers, encouraging them to consider the findings in relation to their own tax situations.

Được cung cấp bởi Phân tích AI của TrustFinance

Tin tức

TrustFinance Cơ quan Tình báo

Ngày nghiên cứu: Thg 05 14, 2026

FINRA has fined three broker-dealers in the Cetera network a total of $1.1 million for deficiencies in their supervisory and anti-money laundering (AML) controls related to low-priced securities. The firms, Cetera Advisors, Cetera Wealth Services, and Cetera Investment Services, failed to adequately monitor transactions and detect suspicious activities from March 2019 to August 2021. Issues included weak controls for handling deposits and sales of low-priced securities and insufficient procedures to identify and report suspicious transactions. The firms have agreed to the sanctions without admitting wrongdoing and must certify remediation efforts within 180 days.

The content explains the role and operation of brokerage firms, which act as intermediaries between buyers and sellers of financial products like stocks and bonds. It discusses different types of brokerages, including full-service, discount, and robo-advisors, detailing their services, fee structures, and target clients. Additionally, it highlights the differences between independent and captive brokerages regarding their product offerings and fiduciary responsibilities. The article emphasizes the importance of understanding these aspects when choosing a brokerage service to meet individual financial needs.

The content provides a comprehensive guide on SageSure Insurance, detailing its insurance ratings, product offerings, financial strength, customer feedback, and overall worthiness for brokers. SageSure, as a Managing General Underwriter (MGU), does not have traditional insurance ratings from major agencies but holds an 'A' rating from the Better Business Bureau. The guide outlines various insurance products offered by SageSure, including homeowners' insurance, landlord insurance, flood insurance, and commercial property insurance. It also highlights customer experiences, noting mixed reviews regarding service and claim handling. Brokers are advised to approach SageSure with caution due to the lack of independent financial ratings and inconsistent customer feedback.

The website provides information about its training data, which is current up to October 2023.

The New York Tax Appeals Tribunal ruled on the case of Jefferies Group LLC & Subsidiaries, affirming the taxpayer's decision to treat cash on hand and deposits as investment capital and interest income as investment income. The Tribunal found that the taxpayer must source broker-dealer receipts based on the mailing address of institutional intermediaries, rejecting the Division of Taxation's approach. Additionally, the Tribunal agreed that significant portions of the taxpayer's investment tax credits and employment incentive credits were improperly disallowed. This ruling has implications for all New York corporate taxpayers, encouraging them to consider the findings in relation to their own tax situations.

Được cung cấp bởi Phân tích AI của TrustFinance

A.T. Financial Group Inc.

FTD LIMITED

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