AdvisorLaw, LLC

AdvisorLaw, LLC is a law firm founded in 2013 that specializes in representing financial professionals and firms across the United States. Their primary mission is to defend financial advisors in disputes with regulators such as the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC), and state securities commissioners. Their services include handling regulatory investigations, employment transitions, promissory note disputes, customer complaints, and the expungement of disclosures from an advisor's record (CRD/BrokerCheck).