ADS Securities

Audit Summary: The entity "ADS Securities LLC" (operating under the brand ADSS) is a limited liability company incorporated under United Arab Emirates law. It holds an active license with the Securities and Commodities Authority (SCA) in the UAE, primarily registered under license number 305027, with recent expansions to its Category 1 licenses in 2024. A comprehensive search of regulatory enforcement databases over the strict 3-year look-back window reveals a clean compliance sheet; there are no documented fines, warnings, or disciplinary actions mapping to this entity. Under the TFN Scoring Standard, the UAE SCA is categorized as an Offshore/Other regulator rather than a Tier 1 financial authority. Because ADSS does not currently present verified, active third-party compensation coverage (such as Financial Commission membership or private excess loss insurance) strictly tied to this specific license, it relies on standard client fund segregation. Scoring Breakdown: Compliance History (10/10): The broker retains the perfect baseline score of 10 points. No Major, Moderate, or Minor infractions were documented on the SCA's official regulatory enforcement register within the strict 3-year look-back window. Financial Protection Score: 1.5 / 5.0 Under this specific metric, ADS Securities only qualifies for the baseline segregation requirement, while failing to provide a compensation fund, negative balance protection, or excess loss insurance.