The Securities Commission of The Bahamas (“the Commission”), established in 1995, is committed to the growth and development of a vibrant, competitive financial services sector renowned for regulatory excellence. The Commission is responsible for regulating and overseeing investment funds, securities and the capital markets in The Bahamas. The Commission utilizes market surveillance, regulatory oversight, enforcement of securities laws and its investor education program to protect investors, maintain fair, efficient and transparent markets, and reduce systemic risk. The Securities Commission of the Bahamas (SCB) is a statutory body responsible for regulating and overseeing the investment funds, securities, and capital markets in The Bahamas. Established under the Securities Industry Act of 1999, the SCB's primary mission is to protect investors from fraudulent and malpractices within the financial market while ensuring a fair and transparent market environment. The Commission operates under the principles of integrity, accountability, and transparency to maintain the confidence of both local and international investors. The SCB's regulatory framework is designed to meet international standards and best practices, including compliance with the guidelines set by the International Organization of Securities Commissions (IOSCO). The Commission's responsibilities include the licensing and supervision of market participants, such as brokers, dealers, investment advisors, and mutual funds. It also conducts inspections and investigations to ensure compliance with the laws and regulations, takes enforcement actions against violators, and promotes investor education to enhance the public's understanding of the securities market.