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Forex

Broker Runcit

Rockfort Markets

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Rockfort Markets

Tidak Berkenaan

Diasas

2017 (8 Tahun)

Diasaskan

Terakhir dalam talian: Tiada aktiviti terkini

Lawati Laman Web

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Tutup

Thg 11 09, 2566

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Tutup

Thg 03 12, 2024

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Maklumat Syarikat

Kenali Rockfort Markets

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Maklumat Syarikat

Kenali Rockfort Markets

Rockfort Markets Limited is a financial services company located in Auckland, New Zealand. The company provides online trading services to retail and institutional clients, offering access to a wide range of global markets including Forex, share CFDs, indices, and commodities. They are a licensed Derivative Issuer regulated by the New Zealand Financial Markets Authority (FMA). Rockfort Markets emphasizes providing a secure and technologically advanced trading environment, offering popular platforms like MetaTrader 4, MetaTrader 5, and Trader Workstation.

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Industri

Forex Broker RuncitUTAMA
Kewangan Perkhidmatan Lain
Teknologi Platform Perdagangan Perisian

Perisian

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Pengguna yang melihat Rockfort Markets juga melihat…

Berita

TrustFinance Agensi Perisikan

Tarikh penyelidikan: Thg 10 14, 2025

The article discusses the High Court case of Rockfort Markets Limited v Financial Markets Authority, focusing on the cancellation of Rockfort's derivatives issuer license due to multiple compliance failures. The FMA identified material contraventions related to governance, client suitability assessments, misleading advertising, and inadequate disclosure. The court upheld the FMA's decision to cancel the license, emphasizing the importance of regulatory compliance and the consequences of failing to address identified issues. The case serves as a cautionary tale for market service licensees about the necessity of maintaining robust compliance frameworks and following through on commitments made to regulators.

The article discusses the High Court case of Rockfort Markets Limited v Financial Markets Authority, focusing on the cancellation of Rockfort's derivatives issuer license due to multiple compliance failures. The FMA identified material contraventions related to governance, client suitability assessments, misleading advertising, and inadequate disclosure. The court upheld the FMA's decision to cancel the license, emphasizing the importance of regulatory compliance and the consequences of failing to address identified issues. The case serves as a cautionary tale for market service licensees about the necessity of maintaining robust compliance frameworks and following through on commitments made to regulators.

The High Court delivered a ruling in the case of Rockfort Markets Limited v FMA, clarifying the standards for appealing decisions made by the Financial Markets Authority (FMA) regarding market services licenses. The court upheld the FMA's cancellation of Rockfort's license due to multiple breaches of obligations under the Financial Markets Conduct Act 2013. Key points include that the appeal process allows the court to substitute its own judgment for that of the FMA, but licensees may find it challenging to prove the FMA erred. The case emphasizes the importance of compliance and investment in robust policies and procedures by licensees.

The High Court delivered a ruling in the case of Rockfort Markets Limited v FMA, clarifying the standards for appealing decisions made by the Financial Markets Authority (FMA) regarding market services licenses. The court upheld the FMA's cancellation of Rockfort's license due to multiple breaches of obligations under the Financial Markets Conduct Act 2013. Key points include that the appeal process allows the court to substitute its own judgment for that of the FMA, but licensees may find it challenging to prove the FMA erred. The case emphasizes the importance of compliance and investment in robust policies and procedures by licensees.