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Pejabat: 63 Chulia Street, OCBC Centre East, #15-01, Singapore, 049514
Kenalan utama:
[email protected]-Sokongan teknikal dan pertanyaan
[email protected]-Perkhidmatan perundingan reputasi dalam talian percuma
[email protected]-Pertanyaan jualan
Waktu Perniagaan: Isnin - Jumaat (11.00-19.00)
Zon waktu (Singapura)
DMCA.com Protection Status
Hakcipta © TrustFinance 2022 | V.2.0

TrustFinance adalah maklumat yang boleh dipercayai dan tepat yang anda boleh andalkan. Jika anda mencari maklumat perniagaan kewangan, inilah tempatnya. Sumber maklumat perniagaan kewangan yang lengkap. Keutamaan kami adalah kebolehpercayaan.

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navigate nextPengurusan Kekayaannavigate next A.T. Financial Group Inc.

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PERKHIDMATAN INI TIDAK TERSEDIA DI RANTAU ANDA
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A.T. Financial Group Inc.

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National flag images

Kanada

Diasas

1990 (36 Tahun)

Diasaskan

Terakhir dalam talian: Tiada aktiviti terkini

Lawati Laman Web

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Dikawal

Disyorkan

IUX

IUX

(2,283 ulasan)

foundedInMauritius

2016

(10 tahun)

Maklumat Keselamatan :

FSCA
FSC
ASIC

Maklumat Keselamatan

Amaran

Syarikat ini pada masa ini Tidak Terbukti.

Sila berwaspada terhadap risiko yang berpotensi!

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Lesen

Lesen Gred A

Dikeluarkan oleh pengawal selia yang terkenal di peringkat global, lesen ini memastikan perlindungan pedagang tertinggi melalui pematuhan ketat, pengasingan dana, insurans, dan audit berkala. Penyelesaian pertikaian dan pematuhan kepada piawaian AML/CTF seterusnya meningkatkan keselamatan.

Lesen Gred B

Diberikan oleh pengawal selia serantau yang dihormati, lesen ini menawarkan langkah keselamatan yang mantap seperti pengasingan dana, pelaporan kewangan, dan skim pampasan. Walaupun kurang ketat sedikit berbanding Tahap 1, ia menyediakan perlindungan serantau yang boleh dipercayai.

Lesen Gred C

Dikeluarkan oleh pengawal selia di pasaran baru muncul, lesen ini menawarkan perlindungan asas seperti keperluan modal minimum dan dasar AML. Pengawasan kurang ketat, jadi pedagang harus berhati-hati dan mengesahkan langkah keselamatan.

Lesen Gred D

Daripada bidang kuasa dengan pengawasan minimum, lesen ini seringkali kekurangan perlindungan utama seperti pengasingan dana dan insurans. Walaupun menarik untuk fleksibiliti operasi, ia menimbulkan risiko yang lebih tinggi kepada pedagang.

Maklumat Syarikat

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Kenali A.T. Financial Group Inc.

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Maklumat Syarikat

Kenali A.T. Financial Group Inc.

Founded in 1982 by Art Telling, A.T. Financial Group Inc. is a financial services company based in British Columbia, Canada. The firm focuses on providing comprehensive wealth management solutions, including retirement planning, tax and estate planning, investment management, and insurance services for individuals and families. For businesses, they offer specialized services such as group benefits, group retirement plans, and business succession planning. Their stated mission is to bring clarity, confidence, and capability to their clients' financial futures through personalized strategies.

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Industri

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A.T. Financial Group Inc. Ulasan

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Berita

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TrustFinance Agensi Perisikan

Tarikh penyelidikan: Mei 14, 2026

FINRA has fined three broker-dealers in the Cetera network a total of $1.1 million for deficiencies in their supervisory and anti-money laundering (AML) controls related to low-priced securities. The firms, Cetera Advisors, Cetera Wealth Services, and Cetera Investment Services, failed to adequately monitor transactions and detect suspicious activities from March 2019 to August 2021. Issues included weak controls for handling deposits and sales of low-priced securities and insufficient procedures to identify and report suspicious transactions. The firms have agreed to the sanctions without admitting wrongdoing and must certify remediation efforts within 180 days.

FINRA has fined three broker-dealers in the Cetera network a total of $1.1 million for deficiencies in their supervisory and anti-money laundering (AML) controls related to low-priced securities. The firms, Cetera Advisors, Cetera Wealth Services, and Cetera Investment Services, failed to adequately monitor transactions and detect suspicious activities from March 2019 to August 2021. Issues included weak controls for handling deposits and sales of low-priced securities and insufficient procedures to identify and report suspicious transactions. The firms have agreed to the sanctions without admitting wrongdoing and must certify remediation efforts within 180 days.

The content explains the role and operation of brokerage firms, which act as intermediaries between buyers and sellers of financial products like stocks and bonds. It discusses different types of brokerages, including full-service, discount, and robo-advisors, detailing their services, fee structures, and target clients. Additionally, it highlights the differences between independent and captive brokerages regarding their product offerings and fiduciary responsibilities. The article emphasizes the importance of understanding these aspects when choosing a brokerage service to meet individual financial needs.

The content explains the role and operation of brokerage firms, which act as intermediaries between buyers and sellers of financial products like stocks and bonds. It discusses different types of brokerages, including full-service, discount, and robo-advisors, detailing their services, fee structures, and target clients. Additionally, it highlights the differences between independent and captive brokerages regarding their product offerings and fiduciary responsibilities. The article emphasizes the importance of understanding these aspects when choosing a brokerage service to meet individual financial needs.

The content provides a comprehensive guide on SageSure Insurance, detailing its insurance ratings, product offerings, financial strength, customer feedback, and overall worthiness for brokers. SageSure, as a Managing General Underwriter (MGU), does not have traditional insurance ratings from major agencies but holds an 'A' rating from the Better Business Bureau. The guide outlines various insurance products offered by SageSure, including homeowners' insurance, landlord insurance, flood insurance, and commercial property insurance. It also highlights customer experiences, noting mixed reviews regarding service and claim handling. Brokers are advised to approach SageSure with caution due to the lack of independent financial ratings and inconsistent customer feedback.

The content provides a comprehensive guide on SageSure Insurance, detailing its insurance ratings, product offerings, financial strength, customer feedback, and overall worthiness for brokers. SageSure, as a Managing General Underwriter (MGU), does not have traditional insurance ratings from major agencies but holds an 'A' rating from the Better Business Bureau. The guide outlines various insurance products offered by SageSure, including homeowners' insurance, landlord insurance, flood insurance, and commercial property insurance. It also highlights customer experiences, noting mixed reviews regarding service and claim handling. Brokers are advised to approach SageSure with caution due to the lack of independent financial ratings and inconsistent customer feedback.

The website provides information about its training data, which is current up to October 2023.

The website provides information about its training data, which is current up to October 2023.

The New York Tax Appeals Tribunal ruled on the case of Jefferies Group LLC & Subsidiaries, affirming the taxpayer's decision to treat cash on hand and deposits as investment capital and interest income as investment income. The Tribunal found that the taxpayer must source broker-dealer receipts based on the mailing address of institutional intermediaries, rejecting the Division of Taxation's approach. Additionally, the Tribunal agreed that significant portions of the taxpayer's investment tax credits and employment incentive credits were improperly disallowed. This ruling has implications for all New York corporate taxpayers, encouraging them to consider the findings in relation to their own tax situations.

The New York Tax Appeals Tribunal ruled on the case of Jefferies Group LLC & Subsidiaries, affirming the taxpayer's decision to treat cash on hand and deposits as investment capital and interest income as investment income. The Tribunal found that the taxpayer must source broker-dealer receipts based on the mailing address of institutional intermediaries, rejecting the Division of Taxation's approach. Additionally, the Tribunal agreed that significant portions of the taxpayer's investment tax credits and employment incentive credits were improperly disallowed. This ruling has implications for all New York corporate taxpayers, encouraging them to consider the findings in relation to their own tax situations.

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