Loading company information...
회사 정보
뉴스
TrustFinance 정보 기관
연구 날짜: Thg 10 14, 2025
The Cyprus Securities and Exchange Commission (CySEC) has imposed a €360,000 fine on FXORO's parent company due to compliance failures identified during a September 2022 inspection. The violations include issues related to conflicts of interest, inadequate client communication, and failure to ensure products were suitable for clients. The fines were broken down into several categories, including €80,000 for lacking necessary policies, €150,000 for not acting in clients' best interests, and additional penalties for failing to assess client suitability and investment knowledge. CySEC highlighted its ongoing focus on compliance and has issued significant sanctions to several firms over the past three years.
The Cyprus Securities and Exchange Commission (CySEC) has imposed a €360,000 fine on FXORO's parent company due to compliance failures identified during a September 2022 inspection. The violations include issues related to conflicts of interest, inadequate client communication, and failure to ensure products were suitable for clients. The fines were broken down into several categories, including €80,000 for lacking necessary policies, €150,000 for not acting in clients' best interests, and additional penalties for failing to assess client suitability and investment knowledge. CySEC highlighted its ongoing focus on compliance and has issued significant sanctions to several firms over the past three years.
트러스트파이낸스 AI 분석 제공리뷰
Social Scout
FXORO에 대해 Social Scout가 발견한 내용을 확인하세요.
트러스트파이낸스 AI 분석 제공
