FirstMark Regulatory Solutions

FirstMark Regulatory Solutions is a compliance consulting firm dedicated to assisting financial services companies, including broker-dealers and investment advisers, with navigating the complex regulatory landscape. Founded by former regulators and experienced compliance professionals, the company offers a wide range of services such as FINRA and SEC registration, development of customized compliance programs, ongoing compliance support, and assistance with regulatory examinations. Their mission is to provide practical, efficient, and expert guidance to help clients maintain compliance and focus on their core business operations.