Boston Compliance Associates

Boston Compliance Associates, LLC (BCA) is a specialized consulting firm that offers expert compliance services to the financial industry. The company focuses on assisting SEC and state-registered investment advisers, broker-dealers, and other financial services firms with navigating the complex regulatory landscape. Their services include initial registration with regulators like the SEC and FINRA, development and implementation of customized compliance programs, conducting annual reviews and mock regulatory examinations, and providing ongoing compliance support to ensure their clients meet their regulatory obligations.