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tastytrade

Amerika Serikat

Didirikan

2011 (15 Tahun)

Ditemukan

Terakhir online: Tidak ada aktivitas terbaru

Kunjungi Situs Web

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SKOR KESELURUHAN

Lisensi

--/40

Ulasan

--/60

0 ulasan

Disediakan oleh TrustFinance

TrustScore tidak tersediaSkor belum cukup untuk menampilkan tren.

Jadilah yang pertama memberi rating dan ulasan untuk perusahaan ini.

FTD LIMITED

(505 ulasan)

British Virgin Islands

2017

(9 tahun)

Informasi Keamanan :

BVI FSC

Informasi Keamanan

Apa perbedaan dalam regulasi untuk masing-masing?

Lisensi

Lisensi Kelas A

Dikeluarkan oleh regulator terkenal secara global, lisensi ini memastikan perlindungan pedagang tertinggi melalui kepatuhan yang ketat, pemisahan dana, asuransi, dan audit rutin. Penyelesaian sengketa dan kepatuhan terhadap standar AML/CTF semakin meningkatkan keamanan.

Lisensi Kelas B

Diberikan oleh regulator regional yang dihormati, lisensi ini menawarkan langkah-langkah keamanan yang kuat seperti pemisahan dana, pelaporan keuangan, dan skema kompensasi. Meskipun sedikit kurang ketat daripada Tingkat 1, lisensi ini memberikan perlindungan regional yang dapat diandalkan.

Lisensi Kelas C

Dikeluarkan oleh regulator di pasar negara berkembang, lisensi ini menawarkan perlindungan dasar seperti persyaratan modal minimum dan kebijakan AML. Pengawasan kurang ketat, sehingga pedagang harus berhati-hati dan memverifikasi langkah-langkah keamanan.

Lisensi Kelas D

Dari yurisdiksi dengan pengawasan minimal, lisensi ini seringkali tidak memiliki perlindungan utama seperti pemisahan dana dan asuransi. Meskipun menarik untuk fleksibilitas operasional, lisensi ini menimbulkan risiko yang lebih tinggi bagi pedagang.

Informasi Perusahaan

Mengenal tastytrade

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Informasi Perusahaan

Mengenal tastytrade

Founded in 2011 by the creators of thinkorswim (Tom Sosnoff and Scott Sheridan) as tastyworks, and later rebranded to tastytrade in 2023, the company is a high-speed online brokerage platform designed to empower self-directed investors. Its mission is to provide sophisticated tools, educational content, and low commissions to make complex products like options, futures, and futures options accessible to active retail traders. The firm is known for its strong integration with its affiliate financial media network, "tastylive," which provides live trading analysis and education. In 2021, tastytrade was acquired by IG Group, a global leader in online trading.

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Industri

Saham PialangUTAMA

Kontak

Sosial

Ulasan

tastytrade Ulasan

Ulasan

Total 0

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Mengenal tastytrade

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Informasi Perusahaan

Mengenal tastytrade

Founded in 2011 by the creators of thinkorswim (Tom Sosnoff and Scott Sheridan) as tastyworks, and later rebranded to tastytrade in 2023, the company is a high-speed online brokerage platform designed to empower self-directed investors. Its mission is to provide sophisticated tools, educational content, and low commissions to make complex products like options, futures, and futures options accessible to active retail traders. The firm is known for its strong integration with its affiliate financial media network, "tastylive," which provides live trading analysis and education. In 2021, tastytrade was acquired by IG Group, a global leader in online trading.

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Industri

Saham PialangUTAMA

Kontak

Sosial

Berita

TrustFinance Badan Intelijen

Tanggal penelitian: Feb 28, 2025

Tastytrade, Inc. has been fined $30,000 by FINRA for failing to maintain a supervisory system to monitor outside securities accounts of its employees. From July 2021 to July 2023, the firm did not adequately review these accounts for potential violations, leading to significant delays in compliance checks. Tastytrade updated its supervisory procedures in July 2023 following these issues. The firm has been a FINRA member since 2016 and provides self-directed trading services to retail investors.

Tastytrade, Inc. has been fined $30,000 by FINRA for failing to maintain a supervisory system to monitor outside securities accounts of its employees. From July 2021 to July 2023, the firm did not adequately review these accounts for potential violations, leading to significant delays in compliance checks. Tastytrade updated its supervisory procedures in July 2023 following these issues. The firm has been a FINRA member since 2016 and provides self-directed trading services to retail investors.

FINRA has fined tastytrade, a retail trading platform and subsidiary of IG Group, $30,000 for inadequate supervision of employees' outside trading accounts from July 2021 to June 2023. The firm failed to maintain a proper supervisory system, resulting in significant delays in reviewing trading activities. Despite this sanction, IG Group's stock price remained unaffected. Tastytrade has since updated its supervisory procedures to address these issues.

FINRA has fined tastytrade, a retail trading platform and subsidiary of IG Group, $30,000 for inadequate supervision of employees' outside trading accounts from July 2021 to June 2023. The firm failed to maintain a proper supervisory system, resulting in significant delays in reviewing trading activities. Despite this sanction, IG Group's stock price remained unaffected. Tastytrade has since updated its supervisory procedures to address these issues.

Disediakan oleh Analisis AI TrustFinance

Berita

TrustFinance Badan Intelijen

Tanggal penelitian: Feb 28, 2025

Tastytrade, Inc. has been fined $30,000 by FINRA for failing to maintain a supervisory system to monitor outside securities accounts of its employees. From July 2021 to July 2023, the firm did not adequately review these accounts for potential violations, leading to significant delays in compliance checks. Tastytrade updated its supervisory procedures in July 2023 following these issues. The firm has been a FINRA member since 2016 and provides self-directed trading services to retail investors.

FINRA has fined tastytrade, a retail trading platform and subsidiary of IG Group, $30,000 for inadequate supervision of employees' outside trading accounts from July 2021 to June 2023. The firm failed to maintain a proper supervisory system, resulting in significant delays in reviewing trading activities. Despite this sanction, IG Group's stock price remained unaffected. Tastytrade has since updated its supervisory procedures to address these issues.

Disediakan oleh Analisis AI TrustFinance

tastytrade

FTD LIMITED

FINRA...

SEC

Informasi Perusahaan

Informasi Perusahaan