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A.T. Financial Group Inc.

Kanada

Didirikan

1990 (36 Tahun)

Ditemukan

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Markets.com

(326 ulasan)

United States

2008

(18 tahun)

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Peringatan

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Lisensi

Lisensi Kelas A

Dikeluarkan oleh regulator terkenal secara global, lisensi ini memastikan perlindungan pedagang tertinggi melalui kepatuhan yang ketat, pemisahan dana, asuransi, dan audit rutin. Penyelesaian sengketa dan kepatuhan terhadap standar AML/CTF semakin meningkatkan keamanan.

Lisensi Kelas B

Diberikan oleh regulator regional yang dihormati, lisensi ini menawarkan langkah-langkah keamanan yang kuat seperti pemisahan dana, pelaporan keuangan, dan skema kompensasi. Meskipun sedikit kurang ketat daripada Tingkat 1, lisensi ini memberikan perlindungan regional yang dapat diandalkan.

Lisensi Kelas C

Dikeluarkan oleh regulator di pasar negara berkembang, lisensi ini menawarkan perlindungan dasar seperti persyaratan modal minimum dan kebijakan AML. Pengawasan kurang ketat, sehingga pedagang harus berhati-hati dan memverifikasi langkah-langkah keamanan.

Lisensi Kelas D

Dari yurisdiksi dengan pengawasan minimal, lisensi ini seringkali tidak memiliki perlindungan utama seperti pemisahan dana dan asuransi. Meskipun menarik untuk fleksibilitas operasional, lisensi ini menimbulkan risiko yang lebih tinggi bagi pedagang.

Informasi Perusahaan

Mengenal A.T. Financial Group Inc.

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Informasi Perusahaan

Mengenal A.T. Financial Group Inc.

Founded in 1982 by Art Telling, A.T. Financial Group Inc. is a financial services company based in British Columbia, Canada. The firm focuses on providing comprehensive wealth management solutions, including retirement planning, tax and estate planning, investment management, and insurance services for individuals and families. For businesses, they offer specialized services such as group benefits, group retirement plans, and business succession planning. Their stated mission is to bring clarity, confidence, and capability to their clients' financial futures through personalized strategies.

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Industri

Keuangan Manajemen KekayaanUTAMA
Keuangan Layanan Lainnya
Valuta Asing Pialang Ritel

Perangkat Lunak

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Informasi Perusahaan

Mengenal A.T. Financial Group Inc.

Founded in 1982 by Art Telling, A.T. Financial Group Inc. is a financial services company based in British Columbia, Canada. The firm focuses on providing comprehensive wealth management solutions, including retirement planning, tax and estate planning, investment management, and insurance services for individuals and families. For businesses, they offer specialized services such as group benefits, group retirement plans, and business succession planning. Their stated mission is to bring clarity, confidence, and capability to their clients' financial futures through personalized strategies.

Tampilkan Lebih Banyak

Industri

Keuangan Manajemen KekayaanUTAMA
Keuangan Layanan Lainnya
Valuta Asing Pialang Ritel

Perangkat Lunak

Tidak ada data yang tersedia

Sepertinya bagian ini kosong. Segera kembali untuk pembaruan!

Kontak

Sosial

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Berita

TrustFinance Badan Intelijen

Tanggal penelitian: Mei 14, 2026

FINRA has fined three broker-dealers in the Cetera network a total of $1.1 million for deficiencies in their supervisory and anti-money laundering (AML) controls related to low-priced securities. The firms, Cetera Advisors, Cetera Wealth Services, and Cetera Investment Services, failed to adequately monitor transactions and detect suspicious activities from March 2019 to August 2021. Issues included weak controls for handling deposits and sales of low-priced securities and insufficient procedures to identify and report suspicious transactions. The firms have agreed to the sanctions without admitting wrongdoing and must certify remediation efforts within 180 days.

FINRA has fined three broker-dealers in the Cetera network a total of $1.1 million for deficiencies in their supervisory and anti-money laundering (AML) controls related to low-priced securities. The firms, Cetera Advisors, Cetera Wealth Services, and Cetera Investment Services, failed to adequately monitor transactions and detect suspicious activities from March 2019 to August 2021. Issues included weak controls for handling deposits and sales of low-priced securities and insufficient procedures to identify and report suspicious transactions. The firms have agreed to the sanctions without admitting wrongdoing and must certify remediation efforts within 180 days.

The content explains the role and operation of brokerage firms, which act as intermediaries between buyers and sellers of financial products like stocks and bonds. It discusses different types of brokerages, including full-service, discount, and robo-advisors, detailing their services, fee structures, and target clients. Additionally, it highlights the differences between independent and captive brokerages regarding their product offerings and fiduciary responsibilities. The article emphasizes the importance of understanding these aspects when choosing a brokerage service to meet individual financial needs.

The content explains the role and operation of brokerage firms, which act as intermediaries between buyers and sellers of financial products like stocks and bonds. It discusses different types of brokerages, including full-service, discount, and robo-advisors, detailing their services, fee structures, and target clients. Additionally, it highlights the differences between independent and captive brokerages regarding their product offerings and fiduciary responsibilities. The article emphasizes the importance of understanding these aspects when choosing a brokerage service to meet individual financial needs.

The content provides a comprehensive guide on SageSure Insurance, detailing its insurance ratings, product offerings, financial strength, customer feedback, and overall worthiness for brokers. SageSure, as a Managing General Underwriter (MGU), does not have traditional insurance ratings from major agencies but holds an 'A' rating from the Better Business Bureau. The guide outlines various insurance products offered by SageSure, including homeowners' insurance, landlord insurance, flood insurance, and commercial property insurance. It also highlights customer experiences, noting mixed reviews regarding service and claim handling. Brokers are advised to approach SageSure with caution due to the lack of independent financial ratings and inconsistent customer feedback.

The content provides a comprehensive guide on SageSure Insurance, detailing its insurance ratings, product offerings, financial strength, customer feedback, and overall worthiness for brokers. SageSure, as a Managing General Underwriter (MGU), does not have traditional insurance ratings from major agencies but holds an 'A' rating from the Better Business Bureau. The guide outlines various insurance products offered by SageSure, including homeowners' insurance, landlord insurance, flood insurance, and commercial property insurance. It also highlights customer experiences, noting mixed reviews regarding service and claim handling. Brokers are advised to approach SageSure with caution due to the lack of independent financial ratings and inconsistent customer feedback.

The website provides information about its training data, which is current up to October 2023.

The New York Tax Appeals Tribunal ruled on the case of Jefferies Group LLC & Subsidiaries, affirming the taxpayer's decision to treat cash on hand and deposits as investment capital and interest income as investment income. The Tribunal found that the taxpayer must source broker-dealer receipts based on the mailing address of institutional intermediaries, rejecting the Division of Taxation's approach. Additionally, the Tribunal agreed that significant portions of the taxpayer's investment tax credits and employment incentive credits were improperly disallowed. This ruling has implications for all New York corporate taxpayers, encouraging them to consider the findings in relation to their own tax situations.

The New York Tax Appeals Tribunal ruled on the case of Jefferies Group LLC & Subsidiaries, affirming the taxpayer's decision to treat cash on hand and deposits as investment capital and interest income as investment income. The Tribunal found that the taxpayer must source broker-dealer receipts based on the mailing address of institutional intermediaries, rejecting the Division of Taxation's approach. Additionally, the Tribunal agreed that significant portions of the taxpayer's investment tax credits and employment incentive credits were improperly disallowed. This ruling has implications for all New York corporate taxpayers, encouraging them to consider the findings in relation to their own tax situations.

Disediakan oleh Analisis AI TrustFinance

Berita

TrustFinance Badan Intelijen

Tanggal penelitian: Mei 14, 2026

FINRA has fined three broker-dealers in the Cetera network a total of $1.1 million for deficiencies in their supervisory and anti-money laundering (AML) controls related to low-priced securities. The firms, Cetera Advisors, Cetera Wealth Services, and Cetera Investment Services, failed to adequately monitor transactions and detect suspicious activities from March 2019 to August 2021. Issues included weak controls for handling deposits and sales of low-priced securities and insufficient procedures to identify and report suspicious transactions. The firms have agreed to the sanctions without admitting wrongdoing and must certify remediation efforts within 180 days.

The content explains the role and operation of brokerage firms, which act as intermediaries between buyers and sellers of financial products like stocks and bonds. It discusses different types of brokerages, including full-service, discount, and robo-advisors, detailing their services, fee structures, and target clients. Additionally, it highlights the differences between independent and captive brokerages regarding their product offerings and fiduciary responsibilities. The article emphasizes the importance of understanding these aspects when choosing a brokerage service to meet individual financial needs.

The content provides a comprehensive guide on SageSure Insurance, detailing its insurance ratings, product offerings, financial strength, customer feedback, and overall worthiness for brokers. SageSure, as a Managing General Underwriter (MGU), does not have traditional insurance ratings from major agencies but holds an 'A' rating from the Better Business Bureau. The guide outlines various insurance products offered by SageSure, including homeowners' insurance, landlord insurance, flood insurance, and commercial property insurance. It also highlights customer experiences, noting mixed reviews regarding service and claim handling. Brokers are advised to approach SageSure with caution due to the lack of independent financial ratings and inconsistent customer feedback.

The website provides information about its training data, which is current up to October 2023.

The New York Tax Appeals Tribunal ruled on the case of Jefferies Group LLC & Subsidiaries, affirming the taxpayer's decision to treat cash on hand and deposits as investment capital and interest income as investment income. The Tribunal found that the taxpayer must source broker-dealer receipts based on the mailing address of institutional intermediaries, rejecting the Division of Taxation's approach. Additionally, the Tribunal agreed that significant portions of the taxpayer's investment tax credits and employment incentive credits were improperly disallowed. This ruling has implications for all New York corporate taxpayers, encouraging them to consider the findings in relation to their own tax situations.

Disediakan oleh Analisis AI TrustFinance

A.T. Financial Group Inc.

Markets.com

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