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United States
2001 (25 Years)
Last online: No recent activity
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This company is currently Unproved.
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License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Get to know Summit Advisor Solutions
Company Information
Get to know Summit Advisor Solutions
Summit Advisor Solutions, a d/b/a of Summit Financial, LLC, is an SEC Registered Investment Adviser that partners with growth-oriented independent financial advisors across the United States. The firm provides a comprehensive platform called SummitVantage™, which integrates financial planning, investment management, risk management, and advanced technology. Their mission is to empower advisors by offering the resources, expertise, and community needed to enhance their practices, better serve their clients, and achieve their vision of independence. The firm's history dates back to 1981, focusing on a client-centric and advisor-driven approach to wealth management.
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