Company Information

Get to know southwest securities

Southwest Securities Co., Ltd. (SWSC) is a major integrated securities firm in China, founded in 1999 and listed on the Shanghai Stock Exchange (Ticker: 600369.SS) in 2009. Headquartered in Chongqing, the company offers a full spectrum of financial services, including securities brokerage, investment banking (underwriting, M&A advisory), asset management, proprietary investment, and research services. With a registered capital of over 6.6 billion CNY and a network of branches across China, SWSC is committed to providing professional, comprehensive, and personalized capital market services to its individual, institutional, and corporate clients.

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southwest securities

United States

Founded in

1972 (54 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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Regulated

Recommended

(73 reviews)

Cyprus

2009

(17 years)

Security Information :

CySEC

FSCA

DFSA

Security Information

Warning

This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.