Secure Compliance Ltd

compliance support, t&c supervision, audit services and regulatory returns client proposition, advice processes, standard documents and tools; in line with the findings of the various thematic reviews published by the fsa over the last couple years investment processes and risk profiling, in line with the most recent guidance from the fsa (assessing suitability: establishing the risk a customer is willing and able to take and making a suitable investment selection) rdr/mmr preparation past business reviews acting as locum access to a leading knowledge and competency system (used by sesame and openwork), ordinarily only available to larger firms, via our exclusive deal