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United States
2015 (11 Years)
Last online: No recent activity
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This company is currently Unproved.
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License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Get to know Roswell Asset Management
Company Information
Get to know Roswell Asset Management
Founded in 2012 by a team of experienced investment professionals, Roswell Asset Management is an independent firm dedicated to managing investments in Asian equity markets. The company's investment philosophy is centered on fundamental, bottom-up research with a long-term perspective. They aim to identify undervalued businesses with strong fundamentals and significant growth prospects, offering specialized investment solutions to a clientele of professional investors. The firm is licensed by the Hong Kong Securities and Futures Commission (SFC) for Type 9 regulated activity (asset management).
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