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Thailand
2017 (9 Years)
Last online: No recent activity
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What are the differences in regulations for each
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Get to know Robowealth
Company Information
Get to know Robowealth
Robowealth Mutual Fund Brokerage Securities Co., Ltd. is a leading Wealth Tech startup in Thailand, founded with the mission to democratize investing and make financial services accessible to everyone. The company specializes in developing and providing robo-advisory platforms and automated investment solutions, such as their flagship application 'odini'. They are licensed by Thailand's Securities and Exchange Commission (SEC) and aim to leverage technology to help individuals achieve their financial goals through simplified and automated wealth management services.
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