Company Information

Get to know Prime Executions, Inc.

Founded in 2002, Prime Executions, Inc. is a FINRA-registered, agency-only broker-dealer based in New York. As a wholly-owned subsidiary of National Holdings Corporation, the company provides sophisticated execution and clearing services across multiple asset classes for a diverse institutional client base, including hedge funds, asset managers, and other broker-dealers. Its agency-only model means it does not engage in proprietary trading, aiming to eliminate conflicts of interest and focus on providing clients with anonymity, price improvement, and minimal market impact.

Industry

Stock Prime BrokerPRIMARY
Financial Other Service

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Prime Executions, Inc.

United States

Founded in

1986 (40 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

Licenses

--/40

Reviews

--/60

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Regulated

Recommended

IUX

(2,283 reviews)

Mauritius

2015

(10 years)

Security Information :

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FSC

ASIC

Security Information

Warning

This company is currently Unproved.

Please be cautious of the potential risks!

License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.