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United States
2015 (11 Years)
Last online: No recent activity
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License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Get to know oxer capital, inc.
Company Information
Get to know oxer capital, inc.
Founded in 2010, Oxer Capital, Inc. is a New York-based investment banking firm dedicated to serving the middle market. The firm operates as a registered broker-dealer with the SEC and is a member of FINRA and SIPC. Its primary mission is to provide senior-level attention and expert advisory services for complex transactions, including sell-side and buy-side M&A, private placements of debt and equity, and other strategic financial advisory services to a diverse range of industries.
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