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United States
2005 (21 Years)
Last online: No recent activity
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This company is currently Unproved.
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License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Get to know Madison Avenue Securities
Company Information
Get to know Madison Avenue Securities
Founded in 2004, Madison Avenue Securities, LLC is a full-service, independent financial services firm serving financial advisors across the United States. As both a Broker-Dealer registered with FINRA and a Corporate Registered Investment Advisor (RIA) with the SEC, the company provides a platform for independent financial professionals to grow their businesses. They offer a range of services including investment products, wealth management solutions, compliance oversight, and back-office support, enabling advisors to offer tailored financial planning and investment strategies to their clients.
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