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Get to know GunnAllen Financial

Founded in 1996 and headquartered in Tampa, Florida, GunnAllen Financial, Inc. was a full-service securities brokerage and investment banking firm. At its peak, it was one of the largest independent broker-dealers in the United States, with hundreds of offices and over 1,000 financial advisors. The firm's business model focused on providing a wide range of financial products and services to individual and institutional clients. However, the company faced severe regulatory scrutiny and financial distress, culminating in its expulsion from FINRA in March 2010 and a subsequent Chapter 7 bankruptcy filing and liquidation.

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GunnAllen Financial

United States

Founded in

1986 (40 Years)

Founded

Last online: No recent activity

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Markets.com

(326 reviews)

United States

2008

(18 years)

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.