Company Information

Get to know Garbarini & Scher

Founded in 1993, Garbarini & Scher, P.C. is a New York-based law firm that concentrates its practice on securities and commercial litigation, arbitration, and regulatory matters. The firm's mission is to provide high-quality, cost-effective legal representation to broker-dealers, registered representatives, investment advisers, and other professionals within the financial services industry. They handle cases before federal and state courts, the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC), and other self-regulatory organizations.

Industry

Financial Legal ServicePRIMARY
Financial Insurance

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Garbarini & Scher

United States

Founded in

1962 (64 Years)

Founded

Last online: No recent activity

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Markets.com

(326 reviews)

United States

2008

(18 years)

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.