Company Information

Get to know First Allied Securities, Inc.

Founded in 1994, First Allied Securities, Inc. established itself as a major independent broker-dealer and registered investment adviser in the United States. Its primary business model was to support independent financial advisors by providing them with a comprehensive platform that included technology, research, compliance, and operational support. This allowed advisors to offer a wide range of financial products and wealth management services to their clients. In 2014, the firm was acquired by RCAP Holdings, which was later acquired by Cetera Financial Group. Following the acquisition, First Allied was integrated into the Cetera network and officially rebranded as Cetera Advisor Networks LLC in 2020, where it continues its mission of supporting financial professionals.

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Financial Wealth ManagementPRIMARY
Financial Other Service

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First Allied Securities, Inc.

United States

Founded in

1994 (32 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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FTD LIMITED

(505 reviews)

British Virgin Islands

2017

(9 years)

Security Information :

BVI FSC

Security Information

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This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.