Company Information

Get to know Financial West Group

Founded in 1985, Financial West Group (FWG) is an independent broker-dealer and Registered Investment Advisor headquartered in Southern California. The company's mission is to support the success of independent financial advisors by providing them with a robust platform, comprehensive financial products (including stocks, bonds, mutual funds, and insurance), advanced technology, and personalized back-office support. FWG operates with a culture that emphasizes long-term relationships and empowers advisors to build their own businesses on their own terms, free from the proprietary product sales quotas often found at larger firms.

Industry

Stock BrokerPRIMARY
Financial Other Service

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Financial West Group

United States

Founded in

1985 (41 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

Licenses

--/40

Reviews

--/60

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TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.

BridgerPay

(180 reviews)

Cyprus

2017

(9 years)

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Security Information

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This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.