Financial Tracking Technologies, LLC

Founded in 1999, Financial Tracking Technologies, LLC is a leading provider of cloud-based compliance software for the financial services industry. The company specializes in creating solutions that help broker-dealers, investment advisors, and other financial institutions meet complex regulatory reporting and surveillance requirements from bodies like the SEC and FINRA. Their suite of products addresses areas such as trade surveillance, regulatory reporting (including SEC Rules 605 & 606), compliance management, and electronic blue sheets (EBS) responses, aiming to automate and streamline compliance workflows for their clients.