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United States
2017 (9 Years)
Last online: No recent activity
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What are the differences in regulations for each
License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Get to know Fieldpoint Private
Company Information
Get to know Fieldpoint Private
Founded in 2008, Fieldpoint Private operates on the principle of integrating wealth management and private banking services under one roof. The firm was established by a group of founders from leading global financial institutions to provide comprehensive and customized financial advice and services to an exclusive clientele, including ultra-high-net-worth individuals, families, and institutions. Its business model emphasizes a client-first approach, combining the capabilities of a larger institution with the high-touch, personalized service of a boutique firm. The company's legal entity is Fieldpoint Private Bank & Trust.
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