Company Information

Get to know Compliance Consultant UK

Established in 2006, Compliance Consultant (the trading name for Financial Compliance Services Limited) provides comprehensive compliance and regulatory consulting services to firms operating in the UK's financial sector. The company's primary mission is to assist businesses in navigating the complex processes of obtaining and maintaining authorisation from the FCA and registration with the ICO. Their services include support for new authorisations, ongoing compliance management, regulatory reporting, and specialist advice for a wide range of financial businesses, including investment advisors, payment service providers, and consumer credit firms.

Industry

Financial Legal ServicePRIMARY
Financial Other Service

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Compliance Consultant UK

United Kingdom

Founded in

2000 (26 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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Markets.com

(326 reviews)

United States

2008

(18 years)

Security Information :

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Security Information

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This company is currently Unproved.

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License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.