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United Kingdom
2017 (9 Years)
Last online: No recent activity
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This company is currently Unproved.
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License
A Grade License
Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.
B Grade License
Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.
C Grade License
Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.
D Grade License
From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.
Get to know CB3 Associates Ltd
Company Information
Get to know CB3 Associates Ltd
Founded in 2013, CB3 Associates is a firm of regulatory compliance consultants specializing in the UK's financial services industry. The company's primary mission is to assist firms in navigating the complex regulatory landscape, offering services that include gaining authorisation from the Financial Conduct Authority (FCA), providing ongoing compliance support, managing regulatory reporting, and offering expertise in Anti-Money Laundering (AML), financial crime prevention, and staff training. They cater to a variety of financial institutions, helping them maintain compliance with current and evolving regulations.
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