broker dealer place, inc.

Broker Dealer Place, Inc. is a leading compliance consulting firm dedicated to assisting clients in navigating the complex regulatory landscape of the financial industry. The company's core services include guiding clients through the FINRA New Member Application (NMA) and Continuing Member Application (CMA) processes, establishing broker-dealers from the ground up, and offering ongoing compliance support to ensure adherence to SEC and FINRA regulations. They serve as a strategic partner for businesses looking to enter or operate within the U.S. securities market, handling the intricate legal and administrative requirements involved.