Company Information

Get to know Bates Wells Compliance

Bates Wells Compliance is the dedicated compliance and regulation service area within Bates Wells, a purpose-driven UK law firm founded in 1970. The firm is recognized for its work with charities, social enterprises, and regulated businesses. The compliance practice offers a range of services including advice on Financial Conduct Authority (FCA) authorizations, anti-money laundering (AML) policies, data protection (GDPR), regulatory risk management, and ongoing compliance support for businesses in the financial services, legal, and other regulated industries.

Industry

Financial Legal ServicePRIMARY
Financial Other Service

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Bates Wells Compliance

United Kingdom

Founded in

2016 (10 Years)

Founded

Last online: No recent activity

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OVERALL SCORE

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FTD LIMITED

(505 reviews)

British Virgin Islands

2017

(9 years)

Security Information :

BVI FSC

Security Information

Warning

This company is currently Unproved.

Please be cautious of the potential risks!

License

A Grade License

Issued by globally renowned regulators, these licenses ensure the highest trader protection through strict compliance, fund segregation, insurance, and regular audits. Dispute resolution and adherence to AML/CTF standards further enhance security.

B Grade License

Granted by respected regional regulators, these licenses offer robust safety measures such as fund segregation, financial reporting, and compensation schemes. Though slightly less strict than Tier 1, they provide dependable regional protection.

C Grade License

Issued by regulators in emerging markets, these licenses offer basic protections such as minimum capital requirements and AML policies. Oversight is less stringent, so traders should exercise caution and verify safety measures.

D Grade License

From jurisdictions with minimal oversight, these licenses often lack key protections like fund segregation and insurance. While attractive for operational flexibility, they pose higher risks to traders.

TrustFinance is not a licensed financial advisor and is not affiliated with any financial institutions in your region. We encourage you to do your own research before making any investment decisions.